If I’ve learned anything since joining the Compliance Wave team, it’s that communicating our message is the most important part of everything we do. We want to provide our Members (past, present, and future) with effective resources, best practices, and industry relevant news. We strive to maintain a balance between our global reach capabilities and our friendly, approachable tone. How do we manage this as we connect with hundreds of different organizations and millions of individuals around the world? We know the best way to engage our complex audience is to make sure we’re ubiquitous in our communications, both in the content we provide and in the communication channels we use to provide it.
Compliance Communications Blog
5/13/2015: In a recent post on his Conflict of Interest blog, Jeff Kaplan challenges corporate CEOs to “… aim for something higher …” than the basics of a good tone at the top. He points to personal honesty and regular reinforcement about the importance of ethical, law-abiding behaviors. But then, he writes, “An ‘advanced tone...
5/13/2015: “Due diligence screening of existing or new third parties is just an initial step – it is not an end unto itself. Assuming that the third-party passes the due diligence review, there are a number of continuing obligations needed to manage risk.” That’s the central point of Michael Volkov’s recent post on the...
5/13/2015: Speaking before the Garrett Institute at Northwestern University’s School of Law, SEC Chair Mary Jo White focused on the past four years of the Commission’s whistleblower award program. Okay, so the topic might not rank high on the list of exciting subject matter, but White’s speech was definitely worth the price of...
5/13/15: There are new sentencing guidelines for fraud cases, becoming effective in November 2015. An article by Randall Eliason published on the Sidebars website explains some of the amendments that will come into play. According to Eliason, several of the amendments focus specifically on the guideline for economic crimes...