Compliance Communications Blog

 

"Aiming Higher than the Basics"

 

5/13/2015: In a recent post on his Conflict of Interest blog, Jeff Kaplan challenges corporate CEOs to “… aim for something higher …” than the basics of a good tone at the top. He points to personal honesty and regular reinforcement about the importance of ethical, law-abiding behaviors. But then, he writes, “An ‘advanced tone...

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"Culture and Compliance - From the Trenches"

 

4/29/15: “Corporate culture” is one of those terms that triggers rolling eyes, deep sighs and attempts to hold in impolite groans. Still, every now and then the culture conversation comes from stick in the day-to-day trenches of engaging employees and promoting both ethical behavior and regulatory compliance. A post...

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"How DOJ Sees Compliance Programs"


11/1/14:
In his Conflicts of Interest blog, Jeff Kaplan posted an article drawn from the keynote address given by Marshall Miller from DOJ’s Criminal Division Practicing Law Institute’s Advanced Compliance & Ethics Workshop. Kaplan quotes Miller about a high-level commitment as a principal hallmark of an effect compliance and ethics...

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