Compliance Communications Blog

 

"SEC Catches Insider Trading by Directors of Board"


1/6/15:
Insider trading isn’t reserved for traders. In late December, the SEC charged two individuals in Chile with insider trading on nonpublic information that one person had learned while serving on the Board of Directors of CFR Pharmaceuticals S.A. Specifically, Juan Cruz Bilbao Hormaeche “… exploited highly confidential information from a...

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