Compliance Communications Blog

 

Where Is The Highest Risk for Compliance Failures?

8/12/19: In a recent post on Conflict of Interest Blog, editor Jeff Kaplan digs into the compliance challenges of high-risk employees – the “power few” ...

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US Sanctions and Compliance Risks

3/11/19:  A post by Sandler, Travis & Rosenberg, P.A., highlights the possible compliance risks posed by sanctions. According to the post, the Office of Foreign Assets Control states, “… companies engaging in international transactions should consider and respond to sanctions-related warning signs …” There are many signs.... 

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