Compliance Communications Blog

 

Deutsche Bank Settles with SEC

8/26/19: Deutsche Bank has entered a settlement with the US Securities and Exchange Commission, agreeing to pay more than $16 million to settle charges that it hired relatives of foreign government officials in violation of the FCPA...

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Where Is The Highest Risk for Compliance Failures?

8/12/19: In a recent post on Conflict of Interest Blog, editor Jeff Kaplan digs into the compliance challenges of high-risk employees – the “power few” ...

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Ageism in the Workplace

8/12/19: Periodically, it’s good to look at things through a different lens, especially when responsibilities leave little room for looking around outside the box.  This article, published on Builtin.com, carries the title, “The Cold, Hard Truth About Ageism in the Workplace" ...

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Penalties for Violations of State Ethics and Public Corruption Laws

8/12/19: In July, the National Conference of State Legislators published “Penalties for Violations of State Ethics and Public Corruption Laws”...

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From Notre-Dame to Corporate Compliance

8/12/19: Jonathan J. Rusch wrote a column posted on The FCPA Blog under heading, “What compliance officers can learn from the Notre-Dame fire.”  What?  Quite a lot, based on Rusch’s post...

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