Compliance Communications Blog

 

Alleged Fraud from Africa to the UK to the US

1/14/19: If there were any question about the globalization of corruption and enforcement, the case of three former Credit Suisse bankers should put the question to rest.  The bankers were recently arrested in London on US charges for fraud in Mozambique.

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Is Your Work Environment Toxic?

1/14/19: In an article by Claudette Rowley posted on Economics Insider, the author asks a question that isn’t easy to answer or easy to fix. “Is your work environment toxic?” Fortunately, Rowley starts at the beginning of a healing process by identifying five factors that can contribute to a toxic work environment. 

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Compliance Wave Expands Their Microleaning Libraries for 2019

1/2/19: The new year is here, and we have been very busy here at Compliance Wave creating an array of new additions for our Compliance Libraries. We are proud to keep expanding and providing the largest microlearning compliance libraries to Fortune 500 companies and other enterprises alike on a global scale.  Compliance Wave's Libraries now reach over 3 million employees worldwide.

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Bribery: The Giver and the Taker

1/2/19: Offering or giving a bribe is a crime under all anti-bribery laws but taking bribes, including under the Foreign Corrupt Practices Act (FCPA) is not.  

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FINRA Finds Challenges Remain for Anti-Money Laundering Compliance

1/2/19: The Financial Industry Regulatory Authority continues to find too many companies struggling to comply with federal anti-money laundering (AML) requirements under FINRA rules, the Bank Secrecy Act, US Treasury regulations, and the Financial Crimes Enforcement Network (FinCen) Customer Due Diligence rule that took effect in May of 2018.  

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