Menu3/23/20: The Securities and Exchange Commission (SEC) has released an update on its response to COVID-19 “… and the related effects on our securities market.” One of SEC’s priorities: “… maintaining our enforcement and investor protection efforts, particularly with regard to the protection of our critical market systems and our most vulnerable investors.”
Compliance Communications Blog
Compliance Wave
Recent Posts
Mar 23, 2020 •
3/23/20: Teleworking may have been a choice for companies last year. Now, it is often a requirement as state and local governments require many companies to send their employees home to work. The logistics of the requirement take serious effort but what about the “softer” issues – issues such as employee honesty away from a corporate setting?
Mar 09, 2020 •
3/9/20: When it came into effect, the UK Bribery Act was heralded as a changing point in the UK’s anti-corruption efforts. Since then, there have been some major investigations, regulatory updates, changing captains leading the agency and what some have seen as a disappointing track record of enforcement and conviction...
Mar 09, 2020 •
3/9/20: A client advisory from law firm Hughes Hubbard & Reed looks at an appeals court decision that “…may result in increased employment litigation.” The case centered on a male employee’s allegation of sexual harassment by a female student. The employee was terminated by the university after what was found by the court to be an “irregular investigation" ...
Mar 09, 2020 •
3/9/20: Hogan Lovells has released its Global Bribery and Corruption Outlook 2020, a well-organized publication stuffed with practical information about the outlook for individual business sectors, countries, multi-nation entities and regions...
