Compliance Communications Blog

 

Changing Supply Chains Bring New Challenges

4/20/20: China has made the news cycle as related to the coronavirus but there are potential outfalls to the health crisis that may slip over into corporate compliance programs...

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How do the World’s Largest Companies Handle the COVID Crisis?

4/06/20: It’s never a bad idea to see how something is done by a leader in the field. That’s especially true when you are entering unfamiliar territory – and COVID-19 is tragically unfamiliar territory. Gallup Managing Director Larry Edmond cut through some of the confusion by calling on 100 members of the CHRO Roundtable, which counts among its membership some of the world’s largest companies...

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Corruption Doesn’t Sleep – Even During a Pandemic

4/06/20: Along with the sheer human cost of the coronavirus comes this, “The COVID-19 pandemic and its economic destabilization create the conditions in which misconduct can thrive.” Michael E. Burke and William P. Olsen of Arnall Golden Gregory LLP introduce a topic that many compliance professionals are forced to deal with...

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Ethics, Compliance and the Coronavirus

4/06/20: As medical concerns rightly stand in the spotlight, the coronavirus is slamming companies with financial and administrative risks that, for most businesses, defy foresight or planning. In the shadow cast by shuttered stores and offices, laid off employees, and a dramatically dispersed digital workforce, an organization’s ethics and compliance program might be shoved to the side. That “shove” may be understandable but it carries heightened risk to the organization, both in the short term and the long term.

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SEC
 

SEC Coronavirus (COVID-19) Response

3/23/20: The Securities and Exchange Commission (SEC) has released an update on its response to COVID-19 “… and the related effects on our securities market.” One of SEC’s priorities: “… maintaining our enforcement and investor protection efforts, particularly with regard to the protection of our critical market systems and our most vulnerable investors.”  

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