Compliance Communications Blog
Apr 14, 2015 • Compliance Wave
4/14/15: An article on Out-Law.com provides companies with an important heads up about a new criminal offence in the UK for companies that “… fail to prevent employees or agents committing economic crime …” The article quotes Laura Dunseath of law firm Pinsent Masons (which hosts Out-Law.com) , who says...
VIEW THE FULL POST
Oct 15, 2014 • Compliance Wave
10/15/14: The Financial Crimes Enforcement Network (FinCEN) is not amused by recent enforcement actions against financial institutions. According to a post by Michael Volkov on Corruption, Crime & Compliance, FinCEN’s frustration is based on what the agency believes are the “paper compliance programs” used by many financial institutions...
VIEW THE FULL POST
Oct 01, 2014 • Compliance Wave
10/1/14: A new investigation into allegations of money laundering could derail a settlement with Germany’s Commerzbank to resolve US trades sanction violations. A post by Richard L. Cassin on the FCPA Blog reviews an article in the Wall Street Journal (a link is provided but access to the WSJ requires a subscription) about...
VIEW THE FULL POST
Menu
