Menu10/1/14: In a post on his Conflict of Interest blog, Jeff Kaplan asks a basic question: to whom does the person responsible for compliance report? The CEO? The Board of Directors? The General Counsel? Fortunately, Jeff offers some useful ways of looking at the question and the possible answers. He also provides links to two recent...surveys — one by NYSE Governance Services and the SCCE , the other by legal management solution provider Mitratech – that shine light on the intertwined topic of responsibility and reporting.
