Compliance Communications Blog: Training, Best Practices And Tips

Guidance from the UK’s Financial Conduct Authority

Written by Compliance Wave | April 6, 2020 at 9:10 PM

4/06/20: While every country is being hit by the coronavirus, their responses are different.  The UK’s Financial Conduct Authority (FCA) maintains a web page that features guidance designed to guide companies in their actions during these difficult times.  The web page is regularly updated...

Most recently, the page featured information about proposed guidelines for temporary financial relief for customers and the responsibilities of senior managers for work-related travel.  A separate section under “Firms” is especially useful in staying up to date with FCA’s requirements, expectations and resources.  Access the FCA page and links to specific information by clicking the button below...